Canadian Securities Administrators

Results: 443



#Item
331Canada / Financial regulation / Capital market / Law / Reference re Securities Act / Comisión Nacional del Mercado de Valores / Canadian law / Canadian securities regulation / Canadian Securities Administrators

Provincial-Territorial Council of Ministers of Securities Regulation committed to ongoing reform - December 18, 2013

Add to Reading List

Source URL: www.securitiescanada.org

Language: English - Date: 2013-12-18 17:54:50
332Insider trading / Economics / Financial system / Issuer / Financial economics / Stock market / Financial markets / Corruption

Canadian Securities Administrators Staff Notice[removed]

Add to Reading List

Source URL: www.servicenl.gov.nl.ca

Language: English - Date: 2010-02-04 09:50:33
333Canadian securities regulation / Canadian Securities Administrators / Canada / Autorité des marchés financiers / Credit rating agency / Securities regulation in the United States / Securities Commission / Capital market / U.S. Securities and Exchange Commission / Financial regulation / Government / Nationally recognized statistical rating organization

For Immediate Release April 30, 2012 Canadian securities regulators grant Designated Rating Organization status under new regulatory framework Toronto – The Canadian Securities Administrators announced today the offici

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:48:06
334Proxy voting / Business / Canadian securities regulation / Corporate governance / Autorité des marchés financiers / Government / Politics / Proxy firm / Proxy Governance /  Inc. / Democracy / Direct democracy / Elections

CSA Notice and Request for Comment Proposed National Policy[removed]Guidance for Proxy Advisory Firms April 24, 2014 Introduction The Canadian Securities Administrators (CSA or we) are publishing for a 60-day

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-04 17:39:26
335Canadian securities regulation / Canadian Securities Administrators / Exempt market dealer / Business / Money / Economics / Non-reporting issuer / Canadian law / Finance / Investment

Policy Bulletin #0590-P - Proposed Amendments to Registration Rules

Add to Reading List

Source URL: www.mfda.ca

Language: English - Date: 2014-01-24 12:22:08
336Canadian Securities Administrators / Autorité des marchés financiers / Ontario Securities Commission / Securities Commission / Business / Canada / Law / Mergers and acquisitions / Canadian law / Canadian securities regulation

CSA Staff Notice[removed]Extension of Consultation Period Proposed National Policy[removed]Guidance for Proxy Advisory Firms June 12, 2014 On April 24, 2014, the Canadian Securities Administrators (the CSA) published for

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-04 17:39:06
337Corruption / Canadian law / Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Securities Commission of New Zealand / Securities regulation in the United States / Investor education / Economics / Financial regulation / Financial system

CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report Canadian Securities Administrators The Canadian Securities Administrators (CSA) is the council of the 10 provincial and three territorial

Add to Reading List

Source URL: er-ral.csa-acvm.ca

Language: English - Date: 2014-02-18 13:14:22
338British Columbia Securities Commission / Canada / Canadian Securities Administrators / Ontario Securities Commission / Securities Commission / Financial economics / Securities / Investment / SEC filings / Canadian law / Canadian securities regulation / Security

CSA Staff Notice[removed]Extension of Consultation Period Proposed Amendments to Multilateral Instrument[removed]Take-Over Bids and Issuer Bids and National Instrument[removed]Early Warning System and Related

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-04 17:39:26
339United States Securities and Exchange Commission / Financial system / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Capital market / Over-the-counter / Securities Commission / Regulation D / Financial economics / Investment / Stock market

May 10, 2012 Canadian securities regulators strengthen over-the-counter rules Vancouver – Members of the Canadian Securities Administrators (CSA) today published advance notice of adoption of Multilateral Instrument 5

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:48:04
340Business / Financial services / Financial adviser / Financial planner / Investment Advisor / Canadian securities regulation / Securities Commission of New Zealand / Collective investment scheme / Securities Commission / Financial economics / Investment / Finance

Working with a financial adviser Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is prima

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 19:48:07
UPDATE